What Licenses and Corporate Structure is required as a Gold Commodities Broker

Just to be clear, the CFTC is sweeping "metals" dealers in South...

If i retain attorney to represent me to approve f-i 526 eb-5 , In the event that i want to to terminate agreement

I don't think a contingency arrangement is proper in an EB-5 context, but certainly you can reach some accommodation with your counsel on payment...

To receive $100k for expenses from my client, do I need to first "incorporate" as an independent consultant?

1. You and your client need an agreement in place for services. 2. You would need to create an escrow account where the money is deposited...

Front running or Insider trading

I think NYSE Enforcement would take the position that the only person for whom you're providing liquidity is yourself, as your trading on the other...

Under what circumstances might it be beneficial to dissolve a corporation in Delaware and relaunch a new corporation in Vermont?

Your question is difficult to answer without more information as to why you'd want to do this, in particular why you'd wish to move your corporate...

If you're part of an investment management firm or broker/dealer, not only can they ask but they are required to ask under SEC and FINRA rules. ...

Do I have any recourse in regards to getting financial assets back from the bank as a result of a scam.

Bank liability to third parties is always a tricky area. It would make sense to retain an attorney to draft a demand letter to the wrongdoer's...

I lost money on a stock that was manipulated by the owners...so I need a lawyer who can help me to file a law suit.. I am in GA

Stock manipulation is very difficult to prove given new high standards in pleading securities fraud actions. The question that must be answered...

My husband and I invested into an artist we have a verbal contract & written receipt with amount of albums with his signed name

The issue may not be whether to pursue the action but where. If you have a sales contract, there may well be a choice of law clause. If this deal...

I'm starting a business with a friend, I'm the only one investing money. what is each person's ownership %?

It works however you and your partner want it to work. But whatever that understanding is, it needs to be in writing either in an LLC operating...