When a 401K is closed, is there a legal timeframe the company has to the funds to you?
Depends on the plan document I believe if you've actually asked for the funds to be distributed after taxes and penalties (if applicable). The...
Jackson, WY
Securities and investment fraud Lawyer at Jackson, WY
Practice Areas: Securities & Investment Fraud, Business ... +6 more
Depends on the plan document I believe if you've actually asked for the funds to be distributed after taxes and penalties (if applicable). The...
I have worked with hedge fund managers both in the US and abroad during my career, and putting a fund together is NEVER a "dot and comma" exercise,...
Selected as the best answer
You will likely need to discuss the particulars of this matter with an attorney in person. International trademark issues are quite complex,...
Consider filing a complaint with the TN Dep't of Consumer Affairs: http://www.tn.gov/consumer/
Brokerage firms can tell people if they want their accounts or not. The cost of maintaining inactive accounts and compliance oversight over them...
Contracts with others to provide securities recommendations in the nature you've described are fraught with regulatory liabilities. First, if...
As the other attorneys have noted, you have a lot of moving parts here. The broker appears to be in the wrong and I'm quite surprised that a firm...
As others have said here, you need a securities attorney who has handled arbitration matters in the past. Market losses are not a basis for...
It is my understanding that cloud based record storage is 17a-3 and 17-a-4 compliant if you are able to access the information in accordance with...
I am very sorry. You are going to gather up all of your documents, including the wire instructions and such -- QUICKLY -- and I mean like "go see...