Did your friend invest money for others aside from yourself? If so, your friend may well be acting as an unregistered investment advisor in...

Questions about Mutual Fund sales.

I noticed that your follow-up dealt with referral fees. This is a tricky area of the law and most of the time a license is required. What is...

My daughter just got charged with Plagarism at her University, I know for a fact she did not commit this act

Your "daughter?" Whatever the case may be, there is not enough information to answer the question meaningfully, given that we do not know if your...

I have also received a call from Provident Financial International, LLC requesting I sell my timeshare. Is this a scam?

Don't send anything further!!! You should call the Pennsylvania Attorney General's office to get them to act quickly on your behalf. People like...

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How should I pursue getting statements & account info forwarded to me on my dad's account with Morgan Stanley investments

To whom did you send your letters? You will need to get the name of the branch manager or what is called the "OSJ Supervisor" to have the...

My colleague Rana Jazayerli can explain this process to you. As I understand it, the investment can fail (the funds must be at risk) but the jobs...

LVNV funding threatened to kill my 3 corgis, and harrassed me to nervous breakdown in 2010, can I do anything lost home?

As the proud owner of two Sealyham Terriers myself, and notwithstanding whether there are valid claims to the debt these people are trying to...

How are FINRA settlements taxed ? Can I offset the settlement amount with the losses of the bad investments ?

Don't forget that if any of the parties defaulted, you may be able to file a claim on the Florida Securities Investor Protection Fund. Your...

If the sibling is acting as an investment adviser in the strict sense (not a broker), there is an actual and inherent conflict of interest that...

Do I need a fraud attorney? Or a different one.

You will need experienced counsel to work with you to make demand for return of the money, pursue litigation and also assist in working with the...