SEC has told me that being a foreigner and starting an Investment Management Company in the USA, is a pain, true?

Are you day trading for others or are you actually planning to run a broker/dealer here in the US? This is a complex area of the law and intensely...

Question 14 of Form U4 describes what sorts of matters need to be disclosed. I don't believe that this sort of misdemeanor needs to be disclosed,...

I loaned a Jamaican start up company some money, I was given a promissory note and preference shares, the company folded.

While there may well be causes of action against this individual, you will likely incur substantial costs in getting the person served, either...

How do i find out about assets father had with tucker anthony inc when he died they will be split with my siblings ?

Tucker Anthony was a brokerage firm and is now a part of RBC. 3 WORLD FINANCIAL CENTER 200 VESEY ST. NEW YORK, NY...

There are many ways to capitalize a start-up. One such manner is a basic promissory note. If your LLC is properly constructed with the assistance...

Convicted felon testifying as advisory witness in general sessions court civil division Knox TN

You simply ask him "have you ever been convicted of a felony?" If he answers yes, then you ask him what for. If he says no, then you bring up the...

Financial Abuse?

In addition to the guidance already given, it may well be worth your while to hire a private investigator to perform a background check on his new...

A bank my father invested in filed for bankruptcy. Do we need to attend the hearing?

Are you saying that an individual declared bankruptcy who supposedly invested money in a bank for your father? If so, you have more issues than...

Get an attorney ASAP in Philadelphia to file papers for a restraining order. You may well have other causes of action against this person that...

What incorporation status is best for my cross border venture?

Wyoming is a prime jurisdiction for incorporation matters such as these. It is less costly that other states. I don't think there are state tax...