I, along with some others, intend to sue a corporation incorporated in Delaware. We have reason to suspect massive fraud. One is

Sounds more like you want to go after the auditor than the company. You have a very long road ahead of you if you want this suit to have any legs...

Is it legal to invest in marijuana stocks?

The SEC just released an investor advisory on this...

If I want to convert my S-Corporation to C-Corporation in July 2014, can foreign investors start investing immediately?

Why don't you just form an LLC and have that LLC buy the company?

What position (s) in a company can I be in to legally help with the raising of funds for the company. Can I be in a sales

Your question if I understand it is whether you can act as a "finder" for investments in the company without running afoul of the law. This...

One thing to know about enforcement of judgments abroad - you have to get an attorney in Switzerland to enter the judgment and adhere to the Hague...

This is a touchy area with the SEC and state securities regulators, as deferred prosecution agreements often fall within the gray area of...

Can the results of a FINRA Arbitration be reviewed?

Appealing a FINRA award is very difficult given that the standards to overturn an arbitration award are some of the highest civil burdens a...

Question 14A of Form U4 requires you to disclose whether you've been charged with a felony. Other U4 questions will delve into the nature of the...

Is misrepresentation when taking investment a crime or a civil matter?

The conduct is certainly worthy of civil action. Whether it is criminal will depend on a number of factors, including the gravity of the offenses,...

I sent a question the other day about my current broker being in a law suit that he sent me to and he was in the mediation.

If you are a customer of the broker (meaning that your name is actually on the account statements), you are likely going to have to arbitrate your...