Archived
What legal issues may arise from being a financial advisor and named as a beneficiary and executor in a will ?
Robert's answer
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Answered on June 19, 2014
If you are a "financial advisor" that has broker registration, you should let your firm know immediately that you are an executor on this client's...
Do all shareholders have to sign a shareholder agreement? Or can it only be signed by some?
Robert's answer
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Answered on June 18, 2014
Do your by-laws and other governing documents require that a shareholder sign the agreement? If not, consult counsel to review not only your...
Archived
What is the best way to structure a small private equity fund to invest in small businesses (<1,000,000 revenue).
Robert's answer
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Answered on June 18, 2014
First and foremost, make sure your investment firm knows you're putting this thing together. You may be running afoul of your firm's procedures if...
Archived
Can I sue my broker for selling me risky stocks?
Robert's answer
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Answered on June 18, 2014
First, be aware that market losses alone are not a cause of action against a broker and brokerage firm. If that were the case, the markets as we...
I put $100k into an investment - after 9 months he admitted he lost the money. Is a demand letter necessary b/f filing fraud?
Robert's answer
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Answered on June 18, 2014
First, a demand letter to a person like this is a waste of money. You have a number of options, all of which should be discussed with counsel once...
Moving business from Europe to USA
Robert's answer
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Answered on June 17, 2014
One of the best places to start is with the US Department of Commerce offices in Germany. They actually have people in there who assist businesses...
Archived
Need an attorney with business entity formation experience
Robert's answer
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Answered on June 17, 2014
If you're actually a Delaware resident, hiring Delaware counsel makes sense. But depending on where you are and what your business objectives are,...
Archived
How do i respond to a tsa summons
Robert's answer
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Answered on June 17, 2014
You will need to sit down with an attorney to address your response to the subpoena in light of the potential fines and penalties facing you. ...
Archived
I want to form a Delaware C corp using the exact same name as a company that dissolved a few years ago.
Robert's answer
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Answered on June 17, 2014
One solution may well be to incorporate in a state other than Delaware where the name might be available. Depending on your needs, Nevada and...
Archived
As a Real Estate Broker, if I form an LLC real estate investment club whose biz is to buy & sell real estate & whose members
Robert's answer
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Answered on June 16, 2014
While the actual investment may require a vote, the bottom line is that these people would all have interests in the underlying LLC. And that, no...
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