You need to report the theft to the police and law enforcement. If you sent cryptocurrency, you should be able to trace to where it has landed...

Retain an attorney to submit a TCR report to the SEC as a confidential whistleblower. Be sure to attach all of your support material to you...

Issues with managed accounts can range from deviation from stated methods to a variety of violations of marketing and advertising policies. Just...

Chances are that Darren and Bess are not real people but are instead monickers for scammers affiliated with a promoter whose job was to pump and...

The question depends on whether the resolution of your matter is considered to be a charge or something else that is disclosable on Form U4. You...

This certainly sounds like a wrongful liquidation that caused you market losses and tax losses. You'll likely need to arbitrate the claim before...

There are only a handful of instances where someone asks for money so money or property belonging to you is returned. This might not be one of...

Not sure what kind of broker you are, but you probably want to send the expungement order to the agency that is publishing the offense. Just...

You could be acting as an unregistered investment advisor. The securities regulators in Massachusetts have registration requirements for those who...

Virtually no one asks for money so you can withdraw what is yours. You are in the process of being scammed. Do NOT send any more money to these...