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Paul Francis Leone

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Rating: 6.5

Licensed for 31 years

Financial markets and services Lawyer at Westminster, CO
Practice Areas: Financial Markets and Services, Federal Regulation, Limited Liability Company (LLC), Securities & Investment Fraud

4309 W 118th Way, Westminster, CO

About Paul

Practice Areas

4

Practice Areas

Financial Markets and Services 80%

The firm specializes in representing registered investment advisers. We provide services to start up state-registered investment advisers and established SEC-registered investment advisers of any type. Supporting advisers or sub-advisers to registered investment companies is a core service. We also provide expert review of investment adviser and investment company advertising and sales literature. Complex performance presentations are a specialty.

26 years

80%
Federal Regulation 15%

We provide turnkey Chief Compliance Officer services to registered investment advisers & investment companies.

31 years

15%
Limited Liability Company (LLC) 3%

The firm supports small businesses in the selection and formation of business entities

16 years

3%
Securities and Investment Fraud 2%

The firm will consider select contingency fee cases based in securities or investment fraud.

15 years

2%

Fees and Rates

Cost

Hourly Rates

$ 225-325 per hour


Payment Methods

  • Cash
  • Check

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Licenses

Licensed in Colorado for 31 years

State: Colorado

Acquired: 1994

Active

No misconduct found

Licensed in California for 31 years

State: California

Acquired: 1994

Inactive

No misconduct found

Location

Leone Law Office

4309 W 118th Way, Westminster, CO, 80031-5044

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Experience

Rating:  6.5 (Good)

Work Experience

2014 - Present

Managing Director, Leone Law Office P.C.

2010 - 2014

Associate Counsel, ALPS Fund Services, Inc.

2005 - 2010

Deputy Chief Compliance Officer, Old Mutual Capital

2003 - 2005

General Counsel & Chief Compliance Officer, Wisconsin Capital Management

Education

1993

Golden Gate University School of Law

JD - Juris Doctor

1985

Marquette University

BS - Bachelor of Science

Languages

English

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