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Chat withState: Texas
Acquired: 1976
No misconduct found
12222 Merit Drive Suite 1350, Dallas, TX, 75251-3214
6310 Meadowcreek Dr, Dallas, TX, 75254-7830
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1993 - Present
American Bar AssociationMember
Chairman
Member
1993 - 2003
Subcommittee on State Securities EnforcementChairman
1976
1976
Doctor of Jurisprudence/Juris Doctor (J.D.)
1976
JD - Juris Doctor
1973
BA - Bachelor of Arts
2003
SEC Enforcement Proceedings and Policies - The Defense Perspective
2003
Pitfalls of Practice Before the Securities and Exchange Commission
1994
The Regulation of Investment Advisers and Financial Planners and The Investment Advisers Act of 1940
1993
Regulation D and Other Statutory Exemptions From Securities Registration
1993
An Overview of the Securities Enforcement Remedies and Penny Stock Reform Act of 1990
1990
Regulation of Investment Advisers and Financial Planners Under State and Federal Law
1988
Litigation of a Securities Transaction: The Plaintiff's Causes of Action
1987
Litigation of a Securities Transaction: The Plaintiff's Causes of Action
1994
1993
1988
N/A