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Chat withState: Kansas
Acquired: 2014
No misconduct found
State: Missouri
Acquired: 1982
No misconduct found
4200 Somerset Dr Ste 237, Prairie Village, KS, 66208-5217
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2004 - Present
Managing Member, Stafford Law Firm LLC
1982
JD - Juris Doctor
1978
BA - Bachelor of Arts
2016
Conflicts of Interest: Addressing the Recent Spate of Enforcement Actions
2016
Conflicts of Interest: Updating Procedures, Practices and Documents to Address New SEC and DOL Fiduciary Initiatives
2016
2017 Investor Due Diligence Requirements: Compliance Transparency and Beyond
2015
Meeting Expectations in Today’s Regulatory Environment