Chicago, IL
Financial markets and services Lawyer at Chicago, IL
Practice Areas: Financial Markets and Services, Securities & Investment Fraud ... +3 more
Front running is the illegal practice of submitting trades before client trades based upon information disclosed by the client or that the clients'...
Dear Sir or Madam, It seems to me that your case requires either a securities attorney, like myself, or an ERISA attorney. ERISA was a statute...
Selected as the best answer
The answer is it depends. The first question that I would need to know is is you dealing with a broker-dealer or investment adviser. The answer to...
This is probably filed under the wrong area. Actually, this is an estate planning question. The answer is it depends. How exactly was the stock...
Has the account been open the whole time? If the bank lost track of you and you are going back 10 + years I believe that the property gets turned...
It depends. What sort of finance job are you seeking? What sort of felony are we talking about? I am not sure about banking, but in the...
My experience is that binding arbitration is not binding on other arbitrators, but there are several types of cases where arbitration is used. For...
This question cannot be answered without more information. What sort of account was it? Was it a Uniform Gift to Minors Account ("UGMA") or...
Dear Sir or Madam, In my experience, these payments are not indexed to inflation. If you are a stockholder in the corporation, state law should...
Dear Sir or Madam, The answer to your question is usually not. Under the Federal Arbitration Act or state law equivalents, you have to...
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