Practice areas
Advise investment advisers, broker-dealers and investment companies in regulatory matters
Represent Investment advisers, broker-dealers and individuals in litigation and regulatory matters
State | Status | Acquired | Updated |
---|---|---|---|
IL | Active And Authorized To Practice Law | 1987 | 06/13/2022 |
Legal answers | 0 |
Legal guides | 0 |
Award name | Grantor | Date Granted |
---|---|---|
Bar Register of Preeminent Lawyers | Martindale-Hubbell | 2012 |
Bar Register of Preeminent Lawyers | Martindale-Hubbell | 2012 |
Illinois Super Lawyer | Illinois Super Lawyers | 2007 |
Illinois Super Lawyer | Illinois Super Lawyers | 2005 |
Title | Company name | Duration |
---|---|---|
Division of Enforcement | United States Securities & Exchange Comm. | 1990 - 1996 |
Associate | Sidley & Austin | 1986 - 1989 |
Law Clerk | United States District Court, Judge R.F. Collins | 1984 - 1986 |
Association name | Position name | Duration |
---|---|---|
American Bar Association | Federal Regulation of Securities Committee | 2011 - Present |
American Bar Association | State Regulation of Securities Committee | 2011 - Present |
Illinois State Bar Association | Member | N/A |
United States District Court for the Northern District of Illinois | Member | N/A |
Chicago Bar Association, Securities Law Committee | Co-chair | 2004 - 2005 |
Chicago Bar Association, Securities Law Committee | Vice Chair | 2003 - 2004 |
Chicago Bar Association, Securities Law Committee | Co-chair | 2002 - 2003 |
Publication name | Title | Date |
---|---|---|
Institute of Continuing Legal Education (Illinois) | Key Considerations in the Private Placement of Securities | 2003 |
Registered Representative | No One Escapes: Why Managers are Liable for the Wrongdoing of Subordinates | 1998 |
Securities Regulation Law Journal | The Role of Institutional Investors After the Securities Reform Act: Will Institutional Investors Act as Lead Plaintiff? | 1998 |
Practical Lawyer | Staying Out of Trouble with the SEC: Tips for the Brokerage Firm | 1998 |
Registered Representative Magazine | Why Managers are liable for the Wrongdoing of Subordinates | 1997 |
Illinois Institute for Continuing Legal Education (Supplement) | SEC Enforcement | 1997 |
Illinois Institute for Continuing Legal Education | SEC Enforcement | 1991 |
School name | Degree | Graduated |
---|---|---|
Georgetown University Law Center | 1983 | |
University of Miami | B.B. A. | N/A |
University of Miami | B.B.A. | N/A |
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