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Dexter Johnson

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Avvo Rating9.8
  • Chicago, IL
  • Licensed for 35 years
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About Dexter

Practice areas

  1. Securities and investment fraud: 60%

    Advise investment advisers, broker-dealers and investment companies in regulatory matters

  2. Litigation: 40%

    Represent Investment advisers, broker-dealers and individuals in litigation and regulatory matters

Contact

Mallon & Johnson, P.C.

120 North LaSalle Street, Suite 2100
Chicago, IL, 60602

      Resume

      License
      StateStatusAcquiredUpdated
      ILActive And Authorized To Practice Law198706/13/2022
      We have not found any instances of professional misconduct for this lawyer.
      Avvo Contributions
      Legal answers0
      Legal guides0
      Awards
      Award nameGrantorDate Granted
      Bar Register of Preeminent LawyersMartindale-Hubbell2012
      Bar Register of Preeminent LawyersMartindale-Hubbell2012
      Illinois Super LawyerIllinois Super Lawyers2007
      Illinois Super LawyerIllinois Super Lawyers2005
      work experience
      TitleCompany nameDuration
      Division of EnforcementUnited States Securities & Exchange Comm.1990 - 1996
      AssociateSidley & Austin1986 - 1989
      Law ClerkUnited States District Court, Judge R.F. Collins1984 - 1986
      associations
      Association namePosition nameDuration
      American Bar AssociationFederal Regulation of Securities Committee2011 - Present
      American Bar AssociationState Regulation of Securities Committee2011 - Present
      Illinois State Bar AssociationMemberN/A
      United States District Court for the Northern District of IllinoisMemberN/A
      Chicago Bar Association, Securities Law CommitteeCo-chair2004 - 2005
      Chicago Bar Association, Securities Law CommitteeVice Chair2003 - 2004
      Chicago Bar Association, Securities Law CommitteeCo-chair2002 - 2003
      publications
      Publication nameTitleDate
      Institute of Continuing Legal Education (Illinois)Key Considerations in the Private Placement of Securities2003
      Registered RepresentativeNo One Escapes: Why Managers are Liable for the Wrongdoing of Subordinates1998
      Securities Regulation Law JournalThe Role of Institutional Investors After the Securities Reform Act: Will Institutional Investors Act as Lead Plaintiff?1998
      Practical LawyerStaying Out of Trouble with the SEC: Tips for the Brokerage Firm1998
      Registered Representative MagazineWhy Managers are liable for the Wrongdoing of Subordinates1997
      Illinois Institute for Continuing Legal Education (Supplement)SEC Enforcement1997
      Illinois Institute for Continuing Legal EducationSEC Enforcement1991
      education
      School nameDegreeGraduated
      Georgetown University Law Center1983
      University of MiamiB.B. A.N/A
      University of MiamiB.B.A.N/A

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