FINRA is trying to make it more difficult for advisors to expunge customer complaints. But, for now, you may have a chance at getting an...

Awarded FINRA expungement ... counter party won't sign stipulation so it can be scrubbed. Should I sue?

You first will need to obtain a waiver letter from FINRA, and then have a local California attorney file a petition to confirm the arbitration...

Yes, you could be sued and state securities regulators could try to bring an enforcement proceeding against you. You should try to resolve the...

I believe that there are cases being brought against some of these multi level marketing businesses under the business opportunity acts of some...

Can we get our money back from a bad investment, potentially a scam, made about 3 years ago?

As others have mentioned, statutes of limitation can negatively affect your claims, so you should act quickly. Without more information, it is...

Investing with financial advisor

As others have stated, there are several red flags here. First, the investment opportunity sounds too good to be true, and it generally violates...

As others have indicated, your dispute likely will be heard in FINRA arbitration, a forum in which most disputes between customers and financial...