Cleveland, OH
Securities and investment fraud Lawyer at Cleveland, OH
Practice Areas: Securities & Investment Fraud, Litigation
OUTCOME: Motions to Dismiss denied.
Securities-related ponzi scheme. Client was found to have standing to sue brokerage firms despite designation of her account as a "trust account." Also, four year statute of repose contained in the Ohi ... o securities statute held to violate the right-to-remedy clause of the Ohio Constitution.
OUTCOME: Award vacated on appeal due to gross procedural improprety by arbitrators.
FINRA arbitration panel issued an award in favor of the broker-dealer. Panel had refused to allow the investor to present expert testimony on financial industry practices.
Ad
Transform legal challenges into solutions.
Connect now to review your situation.
