Bruce Alan Mackenzie

Bruce Alan Mackenzie

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Licensed for 25 years

Financial markets and services Lawyer at Minneapolis, MN
Practice Areas: Financial Markets and Services, Federal Regulation

Suite 1500, 50 South Sixth Street, Minneapolis, MN

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About Bruce

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Licenses

Licensed in Minnesota for 25 years

State: Minnesota

Acquired: 2000

Retired

No misconduct found

Location

Dorsey & Whitney LLP

Suite 1500, 50 South Sixth Street, Minneapolis, MN, 55417

Dorsey & Whitney LLP

50 S 6th St Ste 1500, Minneapolis, MN, 55402-1498

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Bruce Alan Mackenzie's Reviews

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Bruce Alan Mackenzie's Lawyer Endorsements

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Experience

Associations

Minnesota State Bar Association

Member

1990 - 1991

Montana State Bar, Corporate Law Revision Committee

Member

Education

1975

University of Montana School of Law

JD - Juris Doctor

1972

Saint Olaf College

BA - Bachelor of Arts

Speaking Engagements

2007

Fourth Annual Banking Law Institute

Regulation R: New and Improved Bank Pushout Rules

2006

Third Annual Banking Law Institute

Hot Topics in Information Security

2005

U.S. Bancorp

Anti-Money Laundering and Suspicious Activity Reporting Obligations and Procedures

2005

Second Annual Banking Law Institute

Bank Broker-Dealer Regulation and the Continuing Saga of Regulation B

2005

Professional Risk Managers International Association

Demystifying Hedge Funds: Hedge Fund Registration and Regulatory Issues

2005

D.A. Davidson Equity Capital Markets Summit

Information Restrictions and Solutions: Investment Banking Communications Barriers under the Analyst Conflict Regulations

2005

D. A. Davidson & Co. Branch Manager Training

Supervisory Responsibilities and Liabilities of Managers

2005

Corporate Counsel Symposium

Developing a Culture of Compliance: Evolution or Intelligent Design?

Publications

2007

Insights: The Corporate & Securities Law Advisor When is a Broker an Investment Adviser? Using Basic Agency Law as a Guide

2005

2005

Compliance Review The Annual Review Requirement of the New Compliance Rule: Who, What, When, and How
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