Charles Frederick Hertlein Jr.

Charles Frederick Hertlein Jr.

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Rating: 8.5

Licensed for 45 years

Mergers and acquisitions Lawyer at Cincinnati, OH
Practice Areas: Mergers & Acquisitions, Securities Offerings, Corporate & Incorporation, Financial Markets and Services

255 East 5th Street, Cincinnati, OH

About Charles

Practice Areas

4

Practice Areas

Mergers and Acquisitions 40%

I have represented both buyers and sellers in acquisition transactions of all types, including asset sales, stock sales, and mergers, both of publicly-traded and privately held companies.

46 years

40%
Securities Offerings 30%

I represent both private and public companies in offereings of securities and advise public companies in all aspects of SEC and stock exchange compliance issues.

46 years

30%
Financial Markets and Services 10%

I represent registered investment advisors and broker-dealers in FINRA and SEC compliance matters.

46 years

10%

Fees and Rates

We have not found any cost information for this lawyer


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Licenses

Licensed in Ohio for 45 years

State: Ohio

Acquired: 1980

Active

No misconduct found

Location

Dinsmore & Shohl

255 East 5th Street, Cincinnati, OH, 45202

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Charles Frederick Hertlein Jr.'s Reviews

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Experience

Rating:  8.5 (Excellent)

Honors

2007

AV,

N/A

Best Lawyers in America,

N/A

Ohio Super Lawyer,

Associations

Cincinnati Bar Association

Education

1980

University of Michigan Law School

JD - Juris Doctor

1977

University of Cincinnati

BA - Bachelor of Arts

Speaking Engagements

2009

CADRE Regional Security Conference

American Law and Data Security: What Every IT Professional Should Know

2006

American Society of Corporate Secretaries Chapter Meeting

SEC Update

2005

National Investment Relations Institute Chapter Meeting

Recent SEC Enforcement Actions

2003

American Society of Corporate Secretaries Seminar

Sarbanes-Oxley in a Nutshell

2002

Annual Ohio CPE Conference

Recent Developments in Mergers and Acquisitions

2001

Start Up Boot Camp

Internet Startups and Financing

2001

Corporate Law Symposium

Corporate Law Firms in the 21st Century

2001

Cincinnati Bar Association Corporate and Securities Law Institute

Advising Emerging Businesses and Venture Capital Investors

2001

Chamber of Commerce Expo 2001

Alternative Sources to Finance Your Business Growth

1997

Guerrilla Financing Conference

Raising Money on the Internet with SEC Regulation A

1997

Corporate & Securities Institute of the Cincinnati Bar Association

Lawyer Liability in the Context of Securities Laws

1997

Client Wrongdoing Seminar

The Lawyer’s Duty to Report Client Wrongdoing

1996

“Going Public” Seminar

The Lawyer’s Role in an IPO

1996

Securities Forum for Publicly Traded Companies

Using the New Safe Harbor for Forward Looking Statements

1996

Mid-South Securities Conference

EDGAR After Two Years

1993

Mid-South Securities Conferenc

EDGAR: Electronic Data Gathering, Analysis and Retrieval

1992

Corporate and Securities Law Institute

The SEC’s New Section 16 Rules

1991

Savings and Loan League of Southwestern Ohio Monthly Meeting

Disclosure Obligations: When Must Merger Negotiations Be Disclosed?

1990

“Staying Out of Trouble” Seminar

Insider Stock Trading and the Liability Risks of Officers and Directors

1987

NBI Seminar

Considerations in Buying or Selling a Business Under the 1986 Tax Reform Act

Publications

2002

Aspen Publications Corporate Secretary's Answer Book
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