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Reginald Craig Giffin's Legal Cases (3)

Kansas City, MO

Securities and investment fraud Lawyer at Kansas City, MO

Practice Areas: Securities & Investment Fraud, Litigation

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Securities and investment fraud

Confidential

Apr 08, 2013

OUTCOME: Settlement

The case involved the use of leveraged and inverse leveraged ETF's

Securities and investment fraud

Kreatsoulas v Wachovia

Feb 08, 2008

OUTCOME: Award for Claimant for $421,000

This was a FINRA securities arbitration case where I represented the Claimant. The case involved churing, breach of fiduciary duty, lack of suitability, failure to supervise and fraud using a very comp ... lex option strategy.

Securities and investment fraud

Vandergrift v Morgan Stanley

Oct 17, 2003

OUTCOME: Award for Respondent

A FINRA arbitration where Claimant was seeking over $3,000,000 in damages

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