New York, NY
Securities and investment fraud Lawyer at New York, NY
Practice Areas: Securities & Investment Fraud, Litigation, Class Action
OUTCOME: $1.5 Million Federal Court Judgment
Successfully represented a family of investors against a commodities trader for fraud, breach of contract and unjust enrichment after summary judgment.
OUTCOME: Settlement
Represented a high-net worth group of investors against a broker-dealer for the unlicensed sale of securities. Settled after three days of hearings in FINRA.
OUTCOME: $455,000 FINRA Award
Obtained full out of pocket losses for a Florida resident. The panel found respondent engaged in self-dealing and that the firm failed to properly train and supervise claimant’s broker.
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