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My wife & I and other investors were victims of a stock fraud. The perpetrator died a year ago. Who do we contact?
Jay's answer
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Answered on March 02, 2015
You should find counsel through the Public Investors Arbitration Bar Association (PIABA). PIABA is a national bar association with more than 400...
WORK PRODUCT DOCTRINE DOES IT COVER A PRO SE
Jay's answer
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Answered on February 05, 2015
Actually, documents produced by non-attorneys CAN also be protected work product. The work product doctrine applies to documents or other tangible...
IS my financial advisor subject to fraud or civil charges when he told me to sell my position but I lost money?
Jay's answer
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Answered on November 20, 2014
The simple answer is that a financial advisor can under some circumstances be liable for advising someone to sell a position. But a financial...
Archived
Can my husband do anything about losing out on $300,000?
Jay's answer
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Answered on September 04, 2014
I can imagine some bizarre and highly unlikely scenarios in which recovery might still be possible. For instance, if the "personal matter" he was...
Can I sue a broker who allowed the cashing of my individual IRA without my consent or ID based on a forged signature?
Jay's answer
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Answered on September 04, 2014
You can't sue in the sense of filing a lawsuit in court because brokerage agreements generally contain binding arbitration provisions. You can,...
Archived
DO I HAVE A CASE AGAINST BANK OF AMERICA?
Jay's answer
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Answered on June 30, 2014
BofA Merrill Lynch was one of the top five underwriters of Puerto Rico muni bonds and has a substantial number of arbitration proceedings pending...
My broker lost money on unauthorized trades
Jay's answer
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Answered on June 11, 2014
Mandatory arbitration clauses usually are found only in brokerage firm customer agreements. You say the person directing the trading is a...
Archived
Do I need a fraud attorney? Or a different one.
Jay's answer
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Answered on March 11, 2014
While it's true that not all promissory notes are securities, I'm going to guess that yours is. I say that simply because you refer to having...
Archived
"Guaranteed min 10% ROI" can use in ads??
Jay's answer
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Answered on March 11, 2014
I have no idea what Canadian law might require, nor do I know what problems you might encounter under the law of other countries . But I'll respond...
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Archived
How does the discovery rule work ohio for identity fraud?
Jay's answer
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Answered on February 26, 2014
The discovery rule in Ohio (and elsewhere) is not actually a time period. It's a way of determining when a cause of action accrues so that a time...
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