In the Matter of HSBC Private Bank (Suisse) SA
Nov 25, 2014OUTCOME: Settlement
Administrative and cease-and-desist proceedings before the Securities and Exchange Commission for broker-dealer and investment adviser registration violations.
Boston, MA
Federal crime Lawyer at Boston, MA
Practice Areas: Federal Crime, Environmental and Natural Resources
OUTCOME: Settlement
Administrative and cease-and-desist proceedings before the Securities and Exchange Commission for broker-dealer and investment adviser registration violations.