Succession Planning for an Engineering Firm

Sep 20, 2024

OUTCOME:

Negotiated and drafted Land Purchase and Sale Agreement

Jul 31, 2024

OUTCOME: Sale of parcel closed for full purchase price in the PSA with no re-trade and garnering land disturbance permits for the full 90+ residential lots.

Negotiated and drafted Purchase and Sale Agreement for disposition of $3M+ parcel of undeveloped land intended for a residential real estate subdivision.

EU REACH Regulatory Compliance

Mar 30, 2022

OUTCOME: 10+ new waterbased chemical mixtures entered into the EU market in full compliance with EU REACH regulations.

Consulted for regulatory compliance issues under EU REACH in entering the European market with a new line of waterbased stain resistant topcoats for application in vinyl and artificial leather composit ... es.

Succession Planning for an IP Holding Company holding Trade Secrets for Vinyl Topcoat Formulas

Dec 31, 2021

OUTCOME:

Structuring LLC with Preferred Return and Distribution Waterfalls

Aug 31, 2019

OUTCOME: Structure complied with securities laws and raised $2M+ investment for commercial real estate syndication deal.

Structured LLC with Preferred Return and Distribution Waterfalls for commercial real estate syndication deal. Ensured securities laws complied with as a private placement.

CA Prop 65 Litigation

Aug 15, 2019

OUTCOME: Case settled for non-disclosed figure. Product still on market and sold in same big box retailer and now in full compliance with CA Prop 65.

Client sued for indemnification on CA Prop 65 violation by a major big box retailer.

Phantom Equity Agreements

Jan 01, 2019

OUTCOME:

Drafted Phantom Equity Agreements as a form of flexible, informal deferred compensation for key officers.

Licensing and Royalty Agreements for Patents, Trade Secrets, and Trademarks

Jun 30, 2018

OUTCOME: Over $10M in cumulative royalties paid to date.

Drafted many Licensing and Royalty Agreements for patents, trade secrets, and trademarks.

$300k Redemption of LLC Membership Interests

Aug 18, 2017

OUTCOME: Closed on Target Date

Represented LLC in redemption of $300k in minority membership interests.

Breach of Fiduciary Duty Tort Action

Aug 18, 2017

OUTCOME: Case settled for confidential sum

Represented majority shareholder in tort action claiming breach of fiduciary duty and conversion by corporate officer.