Most of my clients are in the financial services arena, including banks, securities brokers and financial advisors, trustees and other fiduciaries, ERISA plan sponsors and insurers.
I represent major life insurers in customer disputes over entitlement to benefits, complex sales practices claims, contestability issues, contested beneficiary designations, and regulatory matters.
I have served as a FINRA/ NASD arbitrator and have represented clients in arbitration regarding commercial disputes, banking, construction, and employment including executive compensation and severance matters.
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