Securities and investment fraud Lawyer
Practice Areas: Securities & Investment Fraud, Arbitration ... +3 more
OUTCOME: Clients were awarded over $10,000,000 in damages, including $6,000,000 in punitive damages,
Represented nine former employees, all of whom were required to invest into their employer, against former employer and officers, in a fraud Ponzi scheme case.
OUTCOME: Represented Claimant who was awarded $1,527,728.91 plus interest at the rate of 9% per annum.
I represented a Claimant who asserted the following causes of action: breach of contract, promissory estoppel, breach of fiduciary duty, fraudulent inducement, negligent misrepresentation, unjust enr ... ichment, conversion, quantum meruit, and violation of New York Labor Law.
OUTCOME: Represented two Respondents, and successfully received decision which denied Claimant's claims in their entirety. In addition, the allegations were successfully expunged from clients' FINRA CRD and BrokerCheck.
Represented two Respondents who were Claimant's registered representatives with their broker-dealer. Claimant asserted the following causes of action: misrepresentations and omissions, violation of ap ... plicable securities and NJ Investor Protector statutes, breach of suitable investment recommendations, violation of NASD Conduct Rules, negligence, failure to supervise, misrepresentation, fraud, and respondeat superior. The causes of action relate to unspecified securities.
OUTCOME: Represented Respondent and successfully received decision denying Claimants' claims in their entirety.
i represented Respondent, Claimants' securities broker and registered representative with their broker-dealer. Claimants asserted the following causes of action: violation of Rule 10b-5, negligence, g ... ross negligence, negligent misrepresentation, breach of contract, failure to supervise,and violation of section 20(a) of the Securities Exchange Act of 1934 and respondeat superior/vicarious liability. The causes of action relate to various securities.
OUTCOME: Client awarded $272,501.71, plus interest and attorneys’ fees.
Represented Claimant who was awarded $272,501.71, plus interest and attorneys’ fees.
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