Tampa, FL
Insurance Lawyer at Tampa, FL
Practice Areas: Insurance, Business, Securities & Investment Fraud
How long does it take to complete arbitration? In the current environment, the usual arbitration case is resolved within 12 to 15 months of filing. Of course, as the volume of arbitrations filed inc...
See Full GuideUnsuitable Trades? It is the broker’s responsibility to make sure that he or she understands what is suitability for your investments. Stockbrokers and investment advisors must have a reasonable basi...
See Full GuideWhen You Invest You Have the Right To: 1. Ask for and receive information from a firm about the work history and background of the person handling your account, as well as information about the firm ...
See Full GuideCheck out the broker and his brokerage firm. You can look up any securities broker by going to the FINRA website at http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm. Or you can ...
See Full GuideYour Best Option: Hang up. Simply, hang up. Do not be worried that you are being rude - remember that the caller has interrupted you whether they call during dinner or at other times of the day. Yo...
See Full GuideCan you sue yoru broker? Yes, you (or any investor) can file an arbitration claim against your stockbroker, brokerage firm, or other investment professional for stock fraud, bad investment advice, ri...
See Full GuideWhat should you consider when choosing your business entity type for your new business? The various types of business entities each have their aspects that can help you decide which entity type is be...
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