Archived
Besides a subpoena, what can an arbitrator do 2 compel a witness (sub) prior 2 arbitration hearing to provide information?
Peter's answer
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Answered on January 10, 2014
Your question cannot be answered based on the limited information provided. Depending on your arbitration forum, different procedural rules apply...
Archived
What happens at a FINRA hearing? Can you bring a lawyer? Why would they want your financial records?
Peter's answer
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Answered on December 13, 2013
From your question, it sounds as if your hearing is an interview with FINRA enforcement and not your actual hearing on your claim with FINRA...
How do I enforce binding arbitration if the party doesn't want to pay?
Peter's answer
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Answered on July 10, 2013
It is not possible to answer your specific question without knowing more about the particular circumstances of the arbitration and award. ...
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