Can a company force you to participate in arbitration by starting a new policy?

Depends on your old agreement. Also, it depends on the language of the new agreement. Typically, employers use the "continuing employment" as the...

Do I have any recourse after broker took my money; TitanTrade located in London.

The SEC put out this bulletin on binary trading brokers: http://www.sec.gov/investor/alerts/ia_binary.pdf If this firm is not regulated you might...

You should consult with an attorney experienced and knowledgeable in securities registration and filings with the SEC.

What is the difference between a 1933 Act Registration and a 1934 Act registration?

You should consult with an attorney experienced and knowledgeable with securities filings and registration filings with the SEC. Generally, the...

Need a lawyer to assist with stocks bought through Merrill Lynch

What does the Merrill Lynch statement show? Under SEC rules, broker-dealers are not required to maintain account statements beyond six years after...

Can a confidentiality agreement prevent me from filing a complaint and reporting illegal securities activity to FINRA?

FINRA treats it as a violation of its rules if a broker-dealer causes a settlement agreement to be confidential to where FINRA would be unable to...

Yes they are. If you are seeking such financing it may behoove to consult with a business attorney or an attorney that handles securities...

We invested money with an ABQ man that was "flipping" houses. He never returned our investment and we pursued a judgement

If you received a judgment in your favor why do you want to pursue for fraud? Are you implying referring the matter to a state attorney?

Fee arbitration will be based on your retainer agreement with the lawyer. You may also want to consider consulting with a malpractice attorney or...

You will definitely want an attorney experienced with FINRA arbitration. Your matter would be bound to that forum pursuant to FINRA rules, the...