Attorney Laura Anthony
Legal & Compliance, LLC
Reverse Merger, Corporate and Going Public Securities Attorneys
Securities Attorney Laura Anthony is the founding partner of Legal & Compliance, LLC, a national corporate and securities law firm that represents public companies and private companies going public. Ms. Anthony’s focus includes, but is not limited to OTC Marketplace Companies (OTCBB, OTCQB and OTCQX), going-public transactions and all regulatory reporting requirements. Ms. Anthony’s legal experience and expertise spans registration statements, including Forms S-1, S-4, S-8 and Form 10, PIPE transactions, debt and equity financing transactions, private placements, reverse mergers, forward mergers, asset acquisitions, joint ventures, crowdfunding, and compliance with the reporting requirements of the Securities Exchange Act of 1934 including Forms 10-Q, 10-K and 8-K, the proxy requirements of Section 14, Section 16 filings and Sarbanes-Oxley mandated policies.
Moreover, Ms. Anthony represents both target and acquiring companies in reverse mergers and forward mergers, including preparation of deal documents such as Merger Agreements, Share Exchange Agreements, Stock Purchase Agreements, Asset Purchase Agreements and Reorganization Agreements. Ms. Anthony prepares the necessary documentation and assists in completing the requirements of federal and state securities laws and SROs such as FINRA and DTC for corporate changes such as name changes, reverse and forward splits and change of domicile.
Ms. Anthony is recognized throughout the “Going Public” industry as the creator and author of www.Securities-Law-Blog.com, the OTC Marketplace hub for news and regulatory developments.
|FL||Member in Good Standing||1993||08/25/2022|
|Founding Partner||Legal & Compliance, LLC||2001 - Present|
|The Huffington Post||Unforeseen Obstacles Ahead for Reg A+ Investors||2016|
|The Huffington Post||Financial Acumen, Not Net Worth, May Become the New Qualifier for Accredited Investors||2016|
|The Huffington Post||Small-Cap Industry Experts Commend The Modernized OTC Market And OTCQX Market Tier||2016|
|The Huffington Post||Securities Industry Experts Clarify the Realities of Taking a Private Company Public||2016|
|Florida State University College of Law||Juris Doctorate||1992|
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