Errors and omissions insurance does not cover intentional bad acts such as theft. However, if the advisor worked for a legitimate firm, the firm...

The short answer to your questions is absolutely there is liability for a brokerage firm selling highly risky, illiquid equity securities to a...

To file a claim against the financial advisor, you will want a law firm that specializes in handling FINRA arbitrations because the financial...

You can sue your investment adviser for mismanaging your funds. If the investment adviser was already fired, you will likely have a very strong...

Depending on the facts of the case it is possible that a fiduciary can be liable for failure to give advice. From what you wrote however, it is too...

Without question a bank can be held viable for the dishonest acts of it’s employees. You should visit piaba.org to find an attorney that...

If your financial advisor did not disclose the risks involved in buying and selling shares of a non-public REIT, you likely have a strong case for...

The asset allocation for your mother sounds highly unsuitable. She likely has a solid claim against the financial advisor for negligence, breach of...

What specialty Attorney would I hire please see below?

It sounds like you may have valid claims against the financial planner potentially for negligence, fraud, breach of fiduciary duty, fraudulent...

Fiduciary responsibility is a sacred code in the investment community. My financial advisor violated this code. My recourse?

Yes, you can easily bring an arbitration against Merrill Lynch if your advisor indeed violated his fiduciary duty to you. A fiduciary has an...