San Diego, CA
Securities and investment fraud Lawyer at San Diego, CA
Practice Areas: Securities & Investment Fraud, Corporate & Incorporation
OUTCOME: Investor awarded $1,200,000.00
Investor sold unsuitable alternative investments resulting in loss of income of $1,400,000.00. Brokerage and Broker claimed that since investor was sophisticated, investor should have known true na ... ture of investment.
OUTCOME: Class certified settlement
National class action case on behalf of military officers against their former securities broker dealer
OUTCOME: Settlement
Multi-million dollar claim on behalf of 22 investors
OUTCOME: Award in favor of the client
Arbitration claim against Goldman Sachs regarding the suitability of investments in the client's retirement account
OUTCOME: Award in favor of the client
Arbitration claim vs. BofA regarding the excessive activities in a client's account
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