It would be inappropriate to give you advice on what to do based on these limited facts. Your question does suggest, however, that the annuities...

Which specialty would advise me regarding a claim against a major bank's Investment Services?

You need an attorney who has knowledge of both securities law, as well as an understanding of investing and money management. An attorney who...

Variable Annuities

Yes, because the underlying investments in a variable annuity are securities, they are registered with the SEC, and are regulated by SEC and FINRA...

Do I need a lawyer to file a $10,000 small claims case?

You are really asking two separate questions. First, if your question is whether you need a lawyer to appear in court to pursue your claim, that...

Can a custodial firm be held liable for losses by an investment firm?

There are lots of issues your question raises, including whether any claims you might have might be barred by applicable Statutes of Limitations. ...

Can I sue my broker for selling me risky stocks?

Whether you have a claim depends on an evaluation of your needs, risk profile, investment experience, net worth, and other personal and financial...

Generally, you do not have to write a demand letter before pursuing civil or criminal charges. In fact, given that this has been going on for 2...

This has to do with professional negligence.

If in fact your advisor failed to follow your explicit directions to execute a trade, he/she may be liable for the damages caused. My first...

Whether you have recourse will depend on a number of factors, including your age, your investment objectives, your risk tolerance, your other...

As a matter of law, can an arbitrator confirm, modify and/or vacate the Award of another arbitrator under the FAA?

In general, unless the parties agree to another arbitration in which the new arbitrator is specifically empowered to confirm, modify and/or amend a...