Archived
How much should a new introducing broker-dealer allocate to a monthly retainer for legal/compliance & advice/services?
Joel's answer
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Answered on October 07, 2009
There's no way to really answer this question without knowing details about the work that you would want done by a lawyer or a compliance...
Archived
I need recommendation to create a living will with a Laywer in Atlanta GA.
Joel's answer
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Answered on October 05, 2009
About two years ago, Georgia created the Advance Directive for Healthcare. This new document essentially combines a living will with a power or...
Archived
Power of attorney
Joel's answer
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Answered on October 02, 2009
Generally speaking, you only gain power of attorney to manage her affairs for her if she agrees to grant such power to you. If she is agreeable,...
Archived
I live in Georgia, what is needed to file / start a LLC?
Joel's answer
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Answered on October 02, 2009
You can file the Articles of Organization online at the Georgia Secretary of State's website. There, you can also see a good list of FAQs, a...
Archived
Is it possivble for me to force a sale of shareholder stock?
Joel's answer
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Answered on March 30, 2009
Do you have corporate bylaws or a shareholder's agreement, or perhaps a Buy/Sell agreement that spells out what happens in situations like this? ...
Archived
I am a SMLLC looking to add a partner to my business.
Joel's answer
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Answered on February 25, 2009
By "SMLLC" I believe you are referring to a single-member LLC. Essentially, you own an LLC, and you are the only member of that. In Georgia,...
Archived
Husband s name only on mortgage
Joel's answer
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Answered on February 24, 2009
The answer of "is it safe" depends on what your definition of "safe" is. Yes, a house can pass to a spouse (or anyone else) through a will. But,...
Archived
Owning a home with a partner that can no longer pay the expenses - what are my options?
Joel's answer
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Answered on February 24, 2009
You can attempt to reach a solution with your partner as to how to move forward if you don't already have a plan in place. Ideally, before...
Archived
After assigning my entire membership interest in a LLC, to someone does this need to be file anywhere or noterized?
Joel's answer
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Answered on February 04, 2009
The Secretary of State's office does not keep a listing of members in an LLC, nor do they maintain lists of shareholders in a corporation. The...
Archived
To practice as a financial adviser in Texas, do I need to pass FINRA Series 65 exam and the Texas securities law exam?
Joel's answer
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Answered on January 27, 2009
What you need to do depends on what your definition of a "financial adviser" is. Assuming that you want to work as a registered investment...
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