Mc Lean, VA
Securities and investment fraud Lawyer at Mc Lean, VA
Practice Areas: Securities & Investment Fraud, Arbitration ... +8 more
Arbitration is a means of resolving disputes between parties outside of court. In binding arbitration, the parties present evidence to an arbitrator or a panel of arbitrators and agree to abide by the ...
See Full GuideA securities fraud lawyer may be able to help you recover losses and other damages from a stock broker or brokerage firm under the following claims: A. Suitability.Prior to recommending the purchase o...
See Full GuideAs noted in this press release from FINRA, Wells Fargo, Citigroup, Morgan Stanley, and UBS were fined for failing to supervise sales of leveraged and inverse ETFs. FINRA also alleged failures of a reas...
See Full GuideAs of July 9, 2012, FINRAs new suitability Rule (Rule 2111) takes effect to replace the old NASD/FINRA Rule 2310. The new Rule can be found here. The new suitability Rule, and its supplemental materia...
See Full GuideThe use of Tenant-in-Common (TIC) real estate investments in conjunction with IRS 1031 exchanges greatly increased after the 2002 issuance of IRS Rev. Proc. 2002-22 which clarified issues related to th...
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