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Chat withState: District of Columbia
Acquired: 2001
No misconduct found
State: New York
Acquired: 2000
No misconduct found
100 F St NE, Washington, DC, 20549-2000
1 Client Review
Showing 1 - 1 of 1 review | Consumer Protection
Posted by Frank | May 29, 2021 | Consumer Protection
Poor Representation
Ms. Kim, an SEC attorney, investigated my complaint about a CFP who misrepresented himself and had a clause in his ADV Part 2 offering a discount on his fee for investors that met certain criteria. Although it was plainly stated, Ms. Kim would not and did not pursue this infraction. The sad part is...
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