Archived
What is any legal problems that could arise from being a technology consultant to a technology company that is having SEC issues
Destiny's answer
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Answered on January 29, 2018
As mentioned, it depends on your role in the situation. From what you mention above, you are not a central player or "affiliate" of the issuer so...
Can Shareholder sue a corporation for withholding information?
Destiny's answer
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Answered on November 22, 2017
There are several claims available and your case appears very very straightforward.
Archived
What legal about the legal risks associated with a conventional business doing a ICO?i have a property fund & want to do an ICO?
Destiny's answer
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Answered on November 14, 2017
If you want to comply with U.S. regulations you need to create a utility token that can trade on US coin exchanges. You can do the ICO without...
Archived
I found a stock certificate for 200 Walt Disney shares in a for closed home I purchased?
Destiny's answer
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Answered on October 23, 2017
Usually the name of the owner is on the certificate and they have to sign it over to you by a notary.
Archived
If I buy a cryptocurrency during a token sale/ICO that is later declared a security by the SEC, will I get in trouble?
Destiny's answer
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Answered on October 07, 2017
As an investor you are very likely to get in trouble. The company doing the ICO is supposed to disclose proper information to investors. Be...
What exemption can our company use to issue equity to companies that purchase our services?
Destiny's answer
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Answered on September 21, 2017
You could simply do the transaction as a private placement and use Regulation D for your exemption. You could do a 506(b) or 506(c) offering. These...
Archived
Is it permitted by law if installment sale happens on an earlier date than the transfer of stocks?
Destiny's answer
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Answered on September 08, 2017
Did you mean January 1, 2017? More facts would be helpful, but given what you provided there shouldn't be an issue unless there was a clear...
Archived
Is it illegal for a non-investor to post false information about a stock?
Destiny's answer
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Answered on August 18, 2017
Aside from libel, the person could be liable for securities fraud or tortious interference of business activity. Tte rules are not that much...
Archived
Can restricted shares be transfer between a 100 % subsidiary the holder and its parent without contravening rule 144
Destiny's answer
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Answered on August 17, 2017
There is a method for moving restricted securities to a sub from the parent. Contact a competent attorney to find out.
Archived
Need attty to sue ins co for selling tax shelter apx 2 million loss?
Destiny's answer
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Answered on July 31, 2017
You do have a lawsuit especially if what was sold meets the broad definition of a "security". A competent attorney for litigation assistance.
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