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About David
Practice Areas
2
Practice Areas
Fees and Rates
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Chat withLicenses
Licensed in District of Columbia for 27 years
State: District of Columbia
Acquired: 1998
No misconduct found
Licensed in Maryland for 29 years
State: Maryland
Acquired: 1996
No misconduct found
Location
ALSTON + BIRD LLP
The Atlantic Building, 950 F Street, NW, Washington, DC, 20004-1404
Law Offices of David J Baum
950 F St NW, Washington, DC, 20004-1438
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Experience
Education
1996
American University, Washington College of Law
JD - Juris Doctor
1989
Georgetown University
B.S.F.S.,
Publications
2007
Unknown
Compliance Corner - Solicitation and Referral of Advisory Clients
2007
Securities Industry News
Hedge Fund Hero Ensnared
2006
Unknown
Compliance Corner - Email Retention for Investment Advisers
2006
Banking & Financial Services Policy Report
SEC Proposes Amendments to Mutual Fund Redemption Fee Rule
2005
Unknown
Compliance Corner - The SEC Issues Proposed Soft Dollar Guidance
2005
Unknown
Compliance Corner - Recent Soft Dollar Developments: How to Prepare for Forthcoming SEC Action