Seattle, WA
Securities and investment fraud Lawyer at Seattle, WA
Practice Areas: Securities & Investment Fraud, Franchising, Business
OUTCOME:
As a franchise lawyer I helped a local franchise company to grow to more than 100 franchisees and helped franchisees to sell their franchises. As a securities dispute resoution lawyer I have handled h ... undreds of cases over the years for investors, brokers and investment advisors. And I have acted in the capacity of an arbitrator and mediator for the US District Court for the Western District of Washington, for the AAA, and financial services industries.
OUTCOME: Respondent is liable for and paid Claimants' compensatory damages
Claimants asserted the following causes of action: (1) Violation of the Federal Securities Act of 1933; (2) Violation of the Washington State Securities Act; and (3) Violation of the Washington Consume ... r Protection Act. The causes of action relate to Claimants' purchases of shares in the Municipal Opportunity Fund Five, LLC ("Fund"). Unless specifically admitted in the Answer. Respondent denied the allegations made in the Statement of Claim and asserted various affirmative defenses.