Andrea Ines Castro

Develop and assist in implementation of policies and standard operating procedures to ensure an effective compliance program throughout the organization.  Assist Senior Management in investigating and resolving reports of alleged non-compliance and consumer complaints received from employees or third parties.  Lead and develop a team of compliance professionals who are responsible for conducting tests in order to assess Title Company's compliance with relevant laws, regulations and policies.
Provide legal support to mortgage bank management.

Primary Responsibilities:
• Manage and direct Compliance professionals in execution and timely completion of regulatory reviews and projects.
• Manage processes to accurately measure and evaluate business practices to determine whether practices are consistent with laws and regulations.
• Prepare reports on compliance review results for senior business management.
• Analyze review results and make recommendations for policy and procedural changes to mitigate compliance risk.
• Collaborate with the business in developing and monitoring corrective actions responsive the Compliance review findings.
• Maintain high level of regulatory compliance and operations knowledge, including a thorough understanding of all relevant laws and regulations in consumer protection for open- and closed-ended loans, deposit products, anti-money laundering, anti-bribery and privacy.
• Identify significant compliance risk areas and practices.
• Provide assistance in the development and delivery of regulatory compliance training to both Compliance and business staff.
• Interact as necessary with federal and/or state bank regulators, and senior operations management.