CA security and investment fraud

You can obtain much information regarding securities arbitration from the www.finra.org and www.sec.gov websites. I also have several articles...

Parents right to regain moneys lost at brokerage house

You do not say what type of American Funds they were put into. That information is important to know for anyone reviewing your parents case to see...

GAL's responsibilities under WA state law, guardian misused and stole funds from incapacitated child

I would suggest that as an heir to the estate you hire your own lawyer to petition the court to force the guardian to file an accounting. If the...

GAL's responsibilities under WA state law, guardian misused and stole funds from incapacitated child

I would suggest that as an heir to the estate you hire your own lawyer to petition the court to force the guardian to file an accounting. If the...

Estate planning under PA state law, probate and trust

While some State have onerous Probate requirements and a Revocable Trust (sometimes called a Living Trust) is useful in those States, Pennsylvania...

Generally, a Power of Attorney from one State should be acceptable in another State. Some States require two witnesses, a notary seal and an...

Generally, a Power of Attorney from one State should be acceptable in another State. Some States require two witnesses, a notary seal and an...

Investment fraud

The Public Investors Arbitration Bar would be a good place to start. www.piaba.org. They have excellent attorneys listed. However you should look...

Securities with Broker gone bad

Taking your question at face value, if the financial consultant recommended an investment in which he did not have a reasonable basis to...

Broker lacked due diligence

I believe you have a case. I bet he did not disclose to you the hugh commission he got selling you this deal. You should hire an investment fraud...