Saint Louis, MO
Litigation Lawyer at Saint Louis, MO
Practice Areas: Litigation, Arbitration ... +3 more
OUTCOME: $600,000
Lead counsel representing a broker against his former employer in a FINRA arbitration which resulted in a $600,000 award and full expungement of the broker’s professional disclosure record on behalf of ... the broker.
OUTCOME: $3.25 mil.
Lead counsel representing a broker against his former employer in a FINRA arbitration which resulted in a $3.25 million award for the broker and a full dismissal of the broker-dealer’s $10 million coun ... terclaim.
OUTCOME: $2.4 mil.
Quickly negotiating a $2.4 million dollar settlement with a national insurance company for an employer baited into an IRS-listed §419 employee benefit plan.
OUTCOME:
Obtaining payments for numerous clients from various broker-dealers and investment representatives for providing fraudulent or negligent investment advice, churning, and unauthorized transactions in cl ... ient accounts.
OUTCOME:
Obtaining the complete dismissal of a corporate officer and brokers in a multi-million dollar regulatory enforcement matter regarding the marketing of auction rate securities.
OUTCOME:
Procuring the Court’s dismissal of a Federal Court suit brought by an international chemical provider against a local distributor resulting from a contract dispute over tanker shipments from India.
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