Corporate Formation
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Provided advice regarding corporate formation and structure, including tax considerations, use of foreign entities, control and ownership features.
Dallas, TX
Business Lawyer at Dallas, TX
Practice Areas: Business, Securities Offerings ... +2 more
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Provided advice regarding corporate formation and structure, including tax considerations, use of foreign entities, control and ownership features.
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Assisted with formation of and transactions involving 401(k) plans, ESOPs, stock option and stock purchase plans, as well as ERISA compliance and executive compensation arrangements.
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Assisted numerous companies in SEC and State Blue Sky Law filings.
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Represented executive officers, majority and minority stockholders, Boards of Directors, and Audit and Special Board Committees.
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Represented broker-dealers, investment bankers, investment advisors, mutual funds and hedge funds.
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Assisted numerous clients with FINRA, NASDAQ and stock exchange filings.
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Assisted with acquisitions, tender and exchange offers, spinoffs and going-private transactions.
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Represented insurance and reinsurance companies, both offshore and domestic.
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Served as corporate and securities law counsel in a suit involving a buy-sell agreement among shareholders of a very successful privately held company. Assisted in preparations for and attended Board a ... nd shareholder meetings with the client as well as participated in all of the research and writing efforts for the case. The client obtained an 8-digit settlement with the company and its majority shareholders
OUTCOME: The jury awarded full actual damages, punitive damages and attorney’s fees in favor of the client.
Served as an expert witness and assisted in the trial of a securities fraud jury case involving a purportedly exempt private offering of stock purchased by the client. After a three week trial.