FINRA Case 13-03009
May 01, 2014OUTCOME: Investor received full out of pocket losses, attorney's fees and costs
Investor suffered unnecessarily in a concentrated portfolio of preferred stocks.
Naples, FL
Securities and investment fraud Lawyer at Naples, FL
Practice Areas: Securities & Investment Fraud
OUTCOME: Investor received full out of pocket losses, attorney's fees and costs
Investor suffered unnecessarily in a concentrated portfolio of preferred stocks.
OUTCOME: Investors received an award of full compensatory damages, punitive damages, and attorney's fees under Chapter 517 of the Florida Securities Act
Investors suffered losses after their account was churned by their financial advisor
OUTCOME: Investor was awarded his losses back from the arbitration
Hardworking, blue collar investor suffered losses in life settlement investments
OUTCOME: Investors received an award of $300,000 where the net out of pocket losses were $280,000
Investors were misled into buying a portfolio of variable annuities