FINRA v. K.D.
Nov 28, 2011OUTCOME: Closed investigation with only a Cautionary Action; no Form U-4 disclosure required.
FINRA investigation of KD's termination for alleged forgery.
Mark Eric Czuchry's Legal Cases (5)
Victoria, MN
Estate planning Lawyer at Victoria, MN
Practice Areas: Estate Planning, Securities & Investment Fraud ... +3 more
US SEC v. Amit V. Patel
Oct 21, 2011OUTCOME: Won release of some assets; settled for small fraction of alleged damages.
SEC accused defendant of 2.4 million dollar affinity Ponzi scheme and froze assets.
At Home Apartments, LLC v. T.Y.
Oct 19, 2011OUTCOME: Prevented eviction; settlement.
Case to evict tenant for non-payment of rent.
Jaspers v. Prime Vest Investment Services, et al.
Aug 30, 2010OUTCOME: Dismissed without prejudice; confidential settlement.
Breakpoints not properly applied in Plaintiff's purchase of Class A Share mutual funds.
State of Minnesota vs. JLW
Sep 20, 2006OUTCOME: Assault dismissed and commuted to DOC; all charges dismissed 12 mos. later.
Defendant charged with 5th Degree Assault for causing alleged victim to incur facial injuries requiring stitches.
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