Portland, OR
Securities and investment fraud Lawyer at Portland, OR
Practice Areas: Securities & Investment Fraud, Litigation ... +2 more
OUTCOME: victory
We succeeded in having the Oregon Supreme Court confirm that when a brokerage firm or stockbroker violates an industry rule or regulation, that can form the basis of o a claim for negligence or breach ... of fiduciary duty
OUTCOME: Prevailing party
We brought a case in the US District Court for the Southern District of New York in New York City on behalf of an Oregon investor who was the victim of a fraudulent hedge fund. The case was brought ag ... ainst a prominent New York law firm that assisted the hedge fund by preparing the prospectus. The law firm sought to have the case dismissed on a number of grounds, including that the Oregon securities law should not apply to the New York firm. We prevailed on the case and it is a reported decision.
Ad
Transform legal challenges into solutions.
Connect now to review your situation.
