Stephens v. Sammons Securities, et al.
Apr 04, 2016OUTCOME: Settlement and verdict in favor of client.
Sought losses for securities broker engaged in "selling away."
Jeffrey Pederson's Legal Cases (7)
Denver, CO
Securities and investment fraud Lawyer at Denver, CO
Practice Areas: Securities & Investment Fraud, Business
Schmidt v. Southeast Investments NC
Feb 06, 2015OUTCOME: Verdict for client awarding her nearly full investment loss plus full attorney fees.
Represented an investor alleging the churning of an investment account.
Schmidt v. Southeast Investments NC
Feb 06, 2015OUTCOME: Verdict for client awarding her nearly full investment loss plus full attorney fees.
Represented an investor alleging the churning of an investment account.
Parker v. United Securities Alliance and Birkinbine
Sep 24, 2013OUTCOME: Full award for client plus attorney fees and punitive damages
Fraud in the unsuitable sale of private placement investments.
Brooks v. Morgan Keegan
Mar 22, 2012OUTCOME: Award for investor of full losses plus attorney fees and costs.
FINRA arbitration concerning misrepresentation and sale of unsuitable CDO mutual funds.
Sacco v. Community Bankers
Jan 10, 2012OUTCOME: Judgment for Sacco for lost principal, plus interest and costs.
Sacco invested in private placement investments with Community Bankers due to fraud and a failure of due diligence on the part of Community Bankers.
Weaver v. Washington Square Securities
Jun 02, 2004OUTCOME: Award for investor
NASD arbitration brought by investor against stock brokerage firm for mismanagement of portfolio.
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