Corporate Structuring
Nov 14, 2014OUTCOME: Startup now has 3 locations with more being built. A successful company launch.
Startup company needed assistance forming their entity, drafting contracts, reviewing leases, and business planning.
Tampa, FL
Insurance Lawyer at Tampa, FL
Practice Areas: Insurance, Business, Securities & Investment Fraud
OUTCOME: Startup now has 3 locations with more being built. A successful company launch.
Startup company needed assistance forming their entity, drafting contracts, reviewing leases, and business planning.
OUTCOME: Resolved the matter to broker's satisfaction
I represented a stockbroker who inadvertently ran into issues with the regulators. This was a regulatory action case, not representing a broker against a client.
OUTCOME: Dismissal and Attorney Fees Awards
Represented a client sued for past due credit cards. Successfully obtained dismissal of the case and prevailed on attorney fees motion. Plaintiff could not prove my client owed the money.
OUTCOME: Settlement of millions
Really a simple case. Large family sold a company they owned and in return got stock in a publicly trade company. Family gave all the shares to a 'family friend' who was a broker at Citigroup, Harva ... rd educated, etc. Instead of recommending a diversified portfolio the broker directed the clients to retain virtually all of their shares and to margin their accounts for any cash needs. The stock the family had received in the family business sale suffered huge declines in value resulting in significant margin calls and principal erosion due to sales to meet margin calls and the downward spiral of the stock.