Boca Raton, FL
Litigation Lawyer at Boca Raton, FL
Practice Areas: Litigation, Commercial ... +3 more
OUTCOME: Confidential seven-figure settlement obtained prior to commencement of claim
Successfully represented owner and beneficiaries of life insurance policy in substantial claim against international broker-dealer and investment firm that negligently provided inaccurate advice concer ... ning purported investment in life insurance policy.
OUTCOME: Successfully obtained dismissal of all claims
Represented financial advisor who was sued in arbitration for purported damages relating to properly disclosed outside business activities that did not fall under the jurisdiction of the Financial Indu ... stry Regulatory Authority. Motion to Dismiss case was granted by Director of Arbitration, resulting in successful outcome for client.
OUTCOME: Successfully obtained dismissal of all claims
Represented financial advisor who was sued in arbitration for purported damages relating to properly disclosed outside business activities that did not fall under the jurisdiction of the Financial Indu ... stry Regulatory Authority. Motion to Dismiss case was granted by Director of Arbitration, resulting in successful outcome for client.
OUTCOME: Substantial Six Figure Recovery (amount is confidential)
Successfully obtained six-figure recovery in law suit brought against insurance-based financial advisor who solicited and sold an unsuitable investment program utilizing client’s business receivables t ... o invest in annuities.
OUTCOME: $2.9 Million Recovery and Settlement
Successfully prosecuted estate litigation matter resulting in $2.9 Million recovery for client in connection with law suit brought against Personal Representative and others alleging breach of fiduciar ... y duty and non-compliance with legal obligations owed to estate beneficiary.
OUTCOME: Substantial Six-Figure Recovery for Investor (amount is confidential).
Successfully represented investor against national broker-dealer to recover funds that were embezzled from clients' accounts.
OUTCOME: Successful prosecution of case seeking award for expungement of customer complaints
Successfully represented financial advisor in action to expunge five UBS customer complaints from advisor's Form U-4 where complaints arose from industry-wide failure of market for Auction Rate Securit ... ies.
OUTCOME: Substantial Six-Figure Recovery for Investor (amount is confidential)
Successfully represented investor who suffered significant financial damages due to securities fraud and mismanagement of investment account
OUTCOME: Substantial Seven-Figure Recovery for Investor (amount is confidential)
Successfully represented investor in recovery of damages due to negligence and misrepresentation concerning investment product purchased for investor's account
OUTCOME: $3.2 Million Recovery for Investors
Lead trial counsel successfully representing investors in securities fraud claim involving complex hedge fund investments that were misrepresented to induce clients' investment