Does an arrest make an empployer ineligible for FINRA registration? Form U 4 and Form U5

See answer to duplicate post

Check out § 3-405: Impostors; Signature in Name of Payee, in the Uniform Commercial Code.

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Probably not. You may want to look at Regulatory Notice 09-19. Mere arrest is not listed as a disqualifying factor, but certain conduct related...

Drug offenses, waiver or pardon?

Assuming this happened in NY, you cannot expunge. A pardon is an extraordinary event, and you don't state anything about your husband which would...

Can I file a stolen car report if the car was stolen by the person who held insurance?

In NYA, there is a presumption that ownership is in the person in whose name the vehicle is registered although such presumption is rebuttable. ...

Can I get custody of my 3 mo old grandson?

Custody to a grandparent is discretionary with a court. You have a 3 mos. relationship with the infant, which is a start. How poor a mother your...

Child custody

Against whom is the petition of neglect? You or someone else? I presume another, since you are trying to gain custody. That said, you have...

Immigration and undocumented

The charges will be the same as one not an illegal immigrant. For example, if a forged license is used, there would be several crimes involved, at...

When a verdict is reached, is it read directly off of the verdict form?

Depending upon the complexity of the verdict (sometimes there are a host of counts), the foreperson may read them off as the court asks for a...

How is a sealed arrest record ( the charges were dropped and termination in favor of the accused occurre) recorded in Web CRD?

What makes you believe that they are?