Cooper Tr. DTD 10-05-2000 et al. v. Parmigiani, 746 F. App'x 618 (9th Cir. 2018)
Dec 21, 2018OUTCOME: Reversed and Remanded (Granted Appeal)
Appeal of sua sponte remand by federal district court to California state court
Tustin, CA
Securities offerings Lawyer at Tustin, CA
Practice Areas: Securities Offerings, Oil & Gas ... +7 more
OUTCOME: Reversed and Remanded (Granted Appeal)
Appeal of sua sponte remand by federal district court to California state court
OUTCOME: Dismissed
Represented Defendant RIA firm in securities litigation case - Order for dismissal entered in US D.C. of Delaware on 9/19/2012
OUTCOME: Defense of Broker-Dealer and Representative - All claims denied
FINRA arbitration FINRA Case No. 10-04494 Represented Respondents Registered Representative and Broker-Dealer in 1031/Tenant in Common investment
OUTCOME: Defense of Representative - Dismissed
FINRA Arbitration Case No. 09-03420
OUTCOME: Dismissed Prior to Arbitration by Claimant - Represented One of Two Broker-Dealers Respondents Named
FINRA Dispute Resolution Arbitration Number 11-04398