Brooklyn, NY
Securities and investment fraud Lawyer at Brooklyn, NY
Practice Areas: Securities & Investment Fraud, Arbitration, Contracts & Agreements
You can report the theft to the police and advise your insurance company. If the police determine it was indeed your "friend" who stole your...
In general, in order to "pursue" an unpaid arbitration award, the award needs to first be confirmed as a judgment in a court of competent...
A small claims judge is likely to consider mitigating factors. You can argue (and I make no representation about the strength or viability of these...
The enforceability of non-competition clauses is a function of how onerous they are regarding time and space (i.e you cannot compete for five years...
Usually, when the perpetrators of a securities fraud plead guilty or are convicted, a restitution fund is set up by the prosecutors. You should...
You should not rely on advice you receive here. You should find a lawyer in your county whose legal practice encompasses the welfare issues you...
FINRA rules obligate a broker to have a reasonable basis upon which to recommend an investment to a customer. the problem in these types of cases...
You say your broker "put" you into the stock. If the broker bought the stock without your express prior consent, in the absence of written...
The first thing you should do is consult a lawyer in your home state who has familiarity with (1) alternative dispute resolution procedures and (2)...
If your advisor is registered with FINRA, and if he failed to execute a clear instruction to sell, and if by failing to do so you lost money, you...
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