A misdemeanor charge should not prevent you from getting licensed. A felony charge is another story but not necessarily an absolute bar. A felony...

If i get terminated for cause as a Life insu agent, but am also licencend series 7, will i also lose my ability to sell stocks

Finra may well pick it up but the question as to whether you will be barred is another question. It will depend on what the cause is.

Regarding mismanagement of securities

An arbitration should seek ro recover both realized and unrealized losses. New York's statute of limitations on fraud claims is six years. You...

I invested in a company that I believed was legit but was not and he contracts say he was -What can I do?

Alot will depend on what documents you signed. At rthe very least, the documents should have disclosed that the funds you weere investing would be...

Mark Cuban insider trading- can his own words be used against him?

Since Mr. Cuban's chrges are civil not criminal, they can be used against him.

Stock loss

Pssibly.The question is did your broker know or should he have known of the risks facing Lehman Brothers. Second question is where did you have...